October 3, 2011
Newedge Financial Singapore Pte. Ltd
Newedge comments on the Singapore Exchange Limited's (SGX) public consultation relating to enhanced default management procedures for the Singapore Exchange Limited Derivatives Clearing Limited.
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ESMA Consultation Paper: Guidelines on Systems and Controls in a Highly Automated Trading Encironment for Trading Platforms, Investment Firms and Competent Authorities/Newedge Group SA ("Newedge")
In this letter, Newedge addresses a number of ESMA's draft guidelines relating to high-frequency trading ("HFT"), direct market access ("DMA") and sponsored direct market access ("SDMA").
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September 30, 2011
Newedge USA answers specific questions posed by the EC for a request for information regarding Credit Default Swaps
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August, 12 2011
Newedge SA, LLC comment letter to IOSCO regarding Regulatory Issues Raised by the Impact of Technonlogical Changes on Market Integrity and Efficiency
Newedge SA addresses specific questions about high-frequency trading and how best to regulate it.
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August, 8 2011
Newedge USA, LLC comment letter to CFTC regarding Protection of Cleared Swaps Customer Contracts and Collateral/RIN 3038-AC99
Newedge USA, DRW Trading Group and a number of industry participants show support for the application of the current Futures Model relating to the protection of consumer collateral to cleared swaps activities.
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July 29, 2011
Newedge Group Comment letter regarding CPSS-IOSCO Principles for Financial Market Infrastructure/Newedge Group.
Newedge discusses CPSS-IOSCO's high-level principles and the centralized execution and clearing of OTC derivatives.
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July 8, 2011
Newedge Canada, Inc Comment Letter Regarding National Instrument 23-103 - Electronic Trading and Direct Electronic Access to Marketplaces/RIN 3038-AC98.
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March 29, 2011
Newedge USA, LLC Comment Letter Regarding Risk Management Requirements for Derivatives Clearing Organizations/RIN 3038-AC98.
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February 24, 2011
Newedge Comment Letter Regarding Further Definition of "Swap Dealer," Security-Based Swap Dealer," "Major Swap Participant," "Major Security-Based Swap Participant" and Eligible Contract Participant" File Number S7-39-10 ("Swap Dealer Release").
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February 11, 2011
Newedge Comment Letter Relating to Portfolio Margining/RIN 3038-AC98
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February 2, 2011
Newedge Group SA Comment Letter on the European Commission's Public Consultation on the Review of the Markets in Financial Instruments Directive.
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January 18, 2011
Newedge USA, LLC Comment Letter Relating to Conflicts of Interest/RIN Number 3038-AC96
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January 18, 2011
Newedge USA, LLC Comment Letter Relating to Protection of Cleared Swaps Customers Before and After Commodity Broker Bankruptcies/RIN 3038-AD99
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January 6, 2011
Newedge Comment Letter Relating to the CFTC's Proposed Chief Compliance Officer Requirements
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January 5, 2011
Newedge Comment Letter Relating to Antidisruptive Trading Practices
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October 21, 2010
Newedge USA, LLC Views on Fair and Open Access to Membership in Derivatives Clearing Organizations (DCO)
Newedge advises the CFTC to vigorously enforce the bar in Dodd Frank against Clearing Organizations implementing unnecessarily high artificial barriers to membership.
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October 21, 2010
Newedge Views on Individual Customer Collateral Protection
Newedge believes that the CFTC Staff should not create an exception to the existing customer off-set rule for swaps activity for a number of reasons.
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August 19, 2010
Newedge Views on Alpha ATS LP-Notice of Proposed Changes 13.2.3
Newedge believes that implementation of the Alpha IntraSpread™ Facility ("Alpha Facility") will further erode transparency in the Canadian equity market and exacerbate the already unequal "playing field" with respect to market access.
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August 6, 2010
Newedge Response to the SGX Public Consultation
Newedge comment letter regarding Singapore Exchange Derivatives Clearing Limited's proposal relating to the extension of its Central Counterparty Clearing Services for Over-the-Counter Traded Financial Derivative contracts to participation from non-bank financial institutions.
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July 19, 2010
Newedge Comment Letter on the Handling of Erroneous Transactions
Newedge letter regarding the Financial Industry Regulatory Authority (FIRNA) and related U.S. SRO proposals addressing the handling of erroneous transactions.
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July 9, 2010
Newedge Comment Letter on Derivatives and Market Infrastructures
Newedge letter to the European Commission expressing support and suggestions for derivative market reforms.
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May 12, 2010
Newedge Response to the SGX-DC Public Consultation
Newedge response to the Singapore Derivatives Clearing Limited's ("SGX-DC") proposal related to the centralized clearing of OTC traded instruments.
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April 30, 2010
Newedge Response to the CESR Call for Evidence
Newedge response to the Committee of European Securities Regulators (CESR) Call for Evidence relating to Micro-structural issues of the European equity markets including high frequency trading, direct market access and co-location.
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April 21, 2010
Newedge Comment Letter on SEC Equity Market Structure Release
Newedge Comment Letter to the U.S. Securities and Exchange Commission expressing the firm's views on high frequency trading and co-location as addressed in the SEC's Concept Release on Equity Market Structure.
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March 29, 2010
Newedge Comment Letter on SEC proposed Rule 15c3-5
Newedge Comment Letter to the U.S. Securities and Exchange Commission expressing the firm's views on proposed regulations for sponsored access and related broker-dealer compliance requirements.
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February 8, 2010
Newedge Responses to Questions from the GAO regarding the Joint Report of the SEC and CFTC on Harmonization of Regulation
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May, 19 2009
Public Comment on Policies on Direct Electronic Access
Newedge states that it is important to consider that, with rare exception, current practices have generally proven sufficiently robust to have avoided any material adverse systemic issues.
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