Disclosures

Disclosures for United States

Effective January 2, 2015, Newedge USA, LLC merged with and into SG Americas Securities, LLC (“SGAS”) with SGAS being the surviving entity.  For disclosures relating to SGAS, please see the following link: http://www.sgasdisclosure.com/. Previous quarterly SEC Rule 606 disclosures for Newedge USA are available here: http://external.s3.com/rule606/fmat/



Disclosures for United Kingdom

 
UK DODD-FRANK RISK DISCLOSURES

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EU CAPITAL REQUIREMENTS DIRECTIVE - PILLAR III DISCLOSURE DOCUMENT

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EMIR

Disclosure and Fee Disclosure documents


Disclosures for Hong Kong

 
RISK DISCLOSURE IN RELATION TO CERTAIN EXCHANGE-TRADED DERIVATIVE PRODUCTS

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